IX
THE UNCONSCIOUS AND
CONSCIOUSNESS—REALITY
On closer inspection we find that it is not the existence of two systems near
the motor end of the apparatus but of two kinds of processes or modes of
emotional discharge, the assumption of which was explained in the psychological
discussions of the previous chapter. This can make no difference for us, for we
must always be ready to drop our auxiliary ideas whenever we deem ourselves in
position to replace them by something else approaching more closely to the
unknown reality. Let us now try to correct some views which might be erroneously
formed as long as we regarded the two systems in the crudest and most obvious
sense as two localities within the psychic apparatus, views which have left
their traces in the terms "repression" and "penetration." Thus, when we say that
an unconscious idea strives for transference into the foreconscious in order
later to penetrate consciousness, we do not mean that a second idea is to be
formed situated in a new locality like an interlineation near which the original continues to remain; also, when we speak of
penetration into consciousness, we wish carefully to avoid any idea of change of
locality. When we say that a foreconscious idea is repressed and subsequently
taken up by the unconscious, we might be tempted by these figures, borrowed from
the idea of a struggle over a territory, to assume that an arrangement is really
broken up in one psychic locality and replaced by a new one in the other
locality. For these comparisons we substitute what would seem to correspond
better with the real state of affairs by saying that an energy occupation is
displaced to or withdrawn from a certain arrangement so that the psychic
formation falls under the domination of a system or is withdrawn from the same.
Here again we replace a topical mode of presentation by a dynamic; it is not the
psychic formation that appears to us as the moving factor but the innervation of
the same.
I deem it appropriate and justifiable, however, to apply ourselves still
further to the illustrative conception of the two systems. We shall avoid any
misapplication of this manner of representation if we remember that
presentations, thoughts, and psychic formations should generally not be
localized in the organic elements of the nervous system, but, so to speak,
between them, where resistances and paths form the
correlate corresponding to them. Everything that can become an object of our
internal perception is virtual, like the image in the telescope produced by the
passage of the rays of light. But we are justified in assuming the existence of
the systems, which have nothing psychic in themselves and which never become
accessible to our psychic perception, corresponding to the lenses of the
telescope which design the image. If we continue this comparison, we may say
that the censor between two systems corresponds to the refraction of rays during
their passage into a new medium.
Thus far we have made psychology on our own responsibility; it is now time to
examine the theoretical opinions governing present-day psychology and to test
their relation to our theories. The question of the unconscious, in psychology
is, according to the authoritative words of Lipps, less a psychological question
than the question of psychology. As long as psychology settled this question
with the verbal explanation that the "psychic" is the "conscious" and that
"unconscious psychic occurrences" are an obvious contradiction, a psychological
estimate of the observations gained by the physician from abnormal mental states
was precluded. The physician and the philosopher agree only when both acknowledge that unconscious psychic processes are "the
appropriate and well-justified expression for an established fact." The
physician cannot but reject with a shrug of his shoulders the assertion that
"consciousness is the indispensable quality of the psychic"; he may assume, if
his respect for the utterings of the philosophers still be strong enough, that
he and they do not treat the same subject and do not pursue the same science.
For a single intelligent observation of the psychic life of a neurotic, a single
analysis of a dream must force upon him the unalterable conviction that the most
complicated and correct mental operations, to which no one will refuse the name
of psychic occurrences, may take place without exciting the consciousness of the
person. It is true that the physician does not learn of these unconscious
processes until they have exerted such an effect on consciousness as to admit
communication or observation. But this effect of consciousness may show a
psychic character widely differing from the unconscious process, so that the
internal perception cannot possibly recognize the one as a substitute for the
other. The physician must reserve for himself the right to penetrate, by a
process of deduction, from the effect on consciousness to the unconscious
psychic process; he learns in this way that the effect on consciousness is only
a remote psychic product of the unconscious process and
that the latter has not become conscious as such; that it has been in existence
and operative without betraying itself in any way to consciousness.
A reaction from the over-estimation of the quality of consciousness becomes
the indispensable preliminary condition for any correct insight into the
behavior of the psychic. In the words of Lipps, the unconscious must be accepted
as the general basis of the psychic life. The unconscious is the larger circle
which includes within itself the smaller circle of the conscious; everything
conscious has its preliminary step in the unconscious, whereas the unconscious
may stop with this step and still claim full value as a psychic activity.
Properly speaking, the unconscious is the real psychic; its inner nature is
just as unknown to us as the reality of the external world, and it is just as
imperfectly reported to us through the data of consciousness as is the external
world through the indications of our sensory organs.
A series of dream problems which have intensely occupied older authors will
be laid aside when the old opposition between conscious life and dream life is
abandoned and the unconscious psychic assigned to its proper place. Thus many of
the activities whose performances in the dream have excited our admiration are now no longer to be attributed to the dream but
to unconscious thinking, which is also active during the day. If, according to
Scherner, the dream seems to play with a symboling representation of the body,
we know that this is the work of certain unconscious phantasies which have
probably given in to sexual emotions, and that these phantasies come to
expression not only in dreams but also in hysterical phobias and in other
symptoms. If the dream continues and settles activities of the day and even
brings to light valuable inspirations, we have only to subtract from it the
dream disguise as a feat of dream-work and a mark of assistance from obscure
forces in the depth of the mind (cf. the devil in Tartini's sonata
dream). The intellectual task as such must be attributed to the same psychic
forces which perform all such tasks during the day. We are probably far too much
inclined to over-estimate the conscious character even of intellectual and
artistic productions. From the communications of some of the most highly
productive persons, such as Goethe and Helmholtz, we learn, indeed, that the
most essential and original parts in their creations came to them in the form of
inspirations and reached their perceptions almost finished. There is nothing
strange about the assistance of the conscious activity in other cases where there was a concerted effort of all the psychic forces. But it
is a much abused privilege of the conscious activity that it is allowed to hide
from us all other activities wherever it participates.
It will hardly be worth while to take up the historical significance of
dreams as a special subject. Where, for instance, a chieftain has been urged
through a dream to engage in a bold undertaking the success of which has had the
effect of changing history, a new problem results only so long as the dream,
regarded as a strange power, is contrasted with other more familiar psychic
forces; the problem, however, disappears when we regard the dream as a form of
expression for feelings which are burdened with resistance during the day and
which can receive reinforcements at night from deep emotional sources. But the
great respect shown by the ancients for the dream is based on a correct
psychological surmise. It is a homage paid to the unsubdued and indestructible
in the human mind, and to the demoniacal which furnishes the dream-wish and
which we find again in our unconscious.
Not inadvisedly do I use the expression "in our unconscious," for what we so
designate does not coincide with the unconscious of the philosophers, nor with
the unconscious of Lipps. In the latter uses it is intended to designate only
the opposite of conscious. That there are also unconscious
psychic processes beside the conscious ones is the hotly contested and
energetically defended issue. Lipps gives us the more far-reaching theory that
everything psychic exists as unconscious, but that some of it may exist also as
conscious. But it was not to prove this theory that we have adduced the
phenomena of the dream and of the hysterical symptom formation; the observation
of normal life alone suffices to establish its correctness beyond any doubt. The
new fact that we have learned from the analysis of the psychopathological
formations, and indeed from their first member, viz. dreams, is that the
unconscious—hence the psychic—occurs as a function of two separate systems and
that it occurs as such even in normal psychic life. Consequently there are two
kinds of unconscious, which we do not as yet find distinguished by the
psychologists. Both are unconscious in the psychological sense; but in our sense
the first, which we call Unc., is likewise incapable of consciousness, whereas
the second we term "Forec." because its emotions, after the observance of
certain rules, can reach consciousness, perhaps not before they have again
undergone censorship, but still regardless of the Unc. system. The fact that in
order to attain consciousness the emotions must traverse an unalterable series
of events or succession of instances, as is betrayed
through their alteration by the censor, has helped us to draw a comparison from
spatiality. We described the relations of the two systems to each other and to
consciousness by saying that the system Forec. is like a screen between the
system Unc. and consciousness. The system Forec. not only bars access to
consciousness, but also controls the entrance to voluntary motility and is
capable of sending out a sum of mobile energy, a portion of which is familiar to
us as attention.
We must also steer clear of the distinctions superconscious and subconscious
which have found so much favor in the more recent literature on the
psychoneuroses, for just such a distinction seems to emphasize the equivalence
of the psychic and the conscious.
What part now remains in our description of the once all-powerful and
all-overshadowing consciousness? None other than that of a sensory organ for the
perception of psychic qualities. According to the fundamental idea of schematic
undertaking we can conceive the conscious perception only as the particular
activity of an independent system for which the abbreviated designation "Cons."
commends itself. This system we conceive to be similar in its mechanical
characteristics to the perception system P, hence excitable
by qualities and incapable of retaining the trace of changes, i.e. it is
devoid of memory. The psychic apparatus which, with the sensory organs of the
P-system, is turned to the outer world, is itself the outer world for the
sensory organ of Cons.; the teleological justification of which rests on this
relationship. We are here once more confronted with the principle of the
succession of instances which seems to dominate the structure of the apparatus.
The material under excitement flows to the Cons, sensory organ from two sides,
firstly from the P-system whose excitement, qualitatively determined, probably
experiences a new elaboration until it comes to conscious perception; and,
secondly, from the interior of the apparatus itself, the quantitative processes
of which are perceived as a qualitative series of pleasure and pain as soon as
they have undergone certain changes.
The philosophers, who have learned that correct and highly complicated
thought structures are possible even without the coöperation of consciousness,
have found it difficult to attribute any function to consciousness; it has
appeared to them a superfluous mirroring of the perfected psychic process. The
analogy of our Cons. system with the systems of perception relieves us of this
embarrassment. We see that perception through our sensory
organs results in directing the occupation of attention to those paths on which
the incoming sensory excitement is diffused; the qualitative excitement of the
P-system serves the mobile quantity of the psychic apparatus as a regulator for
its discharge. We may claim the same function for the overlying sensory organ of
the Cons. system. By assuming new qualities, it furnishes a new contribution
toward the guidance and suitable distribution of the mobile occupation
quantities. By means of the perceptions of pleasure and pain, it influences the
course of the occupations within the psychic apparatus, which normally operates
unconsciously and through the displacement of quantities. It is probable that
the principle of pain first regulates the displacements of occupation
automatically, but it is quite possible that the consciousness of these
qualities adds a second and more subtle regulation which may even oppose the
first and perfect the working capacity of the apparatus by placing it in a
position contrary to its original design for occupying and developing even that
which is connected with the liberation of pain. We learn from neuropsychology
that an important part in the functional activity of the apparatus is attributed
to such regulations through the qualitative excitation of
the sensory organs. The automatic control of the primary principle of pain and
the restriction of mental capacity connected with it are broken by the sensible
regulations, which in their turn are again automatisms. We learn that the
repression which, though originally expedient, terminates nevertheless in a
harmful rejection of inhibition and of psychic domination, is so much more
easily accomplished with reminiscences than with perceptions, because in the
former there is no increase in occupation through the excitement of the psychic
sensory organs. When an idea to be rejected has once failed to become conscious
because it has succumbed to repression, it can be repressed on other occasions
only because it has been withdrawn from conscious perception on other grounds.
These are hints employed by therapy in order to bring about a retrogression of
accomplished repressions.
The value of the over-occupation which is produced by the regulating
influence of the Cons. sensory organ on the mobile quantity, is demonstrated in
the teleological connection by nothing more clearly than by the creation of a
new series of qualities and consequently a new regulation which constitutes the
precedence of man over the animals. For the mental processes are in themselves
devoid of quality except for the excitements of pleasure and pain accompanying them, which, as we know, are to be held
in check as possible disturbances of thought. In order to endow them with a
quality, they are associated in man with verbal memories, the qualitative
remnants of which suffice to draw upon them the attention of consciousness which
in turn endows thought with a new mobile energy.
The manifold problems of consciousness in their entirety can be examined only
through an analysis of the hysterical mental process. From this analysis we
receive the impression that the transition from the foreconscious to the
occupation of consciousness is also connected with a censorship similar to the
one between the Unc. and the Forec. This censorship, too, begins to act only
with the reaching of a certain quantitative degree, so that few intense thought
formations escape it. Every possible case of detention from consciousness, as
well as of penetration to consciousness, under restriction is found included
within the picture of the psychoneurotic phenomena; every case points to the
intimate and twofold connection between the censor and consciousness. I shall
conclude these psychological discussions with the report of two such
occurrences.
On the occasion of a consultation a few years ago the subject was an
intelligent and innocent-looking girl. Her attire was strange; whereas a woman's
garb is usually groomed to the last fold, she had one of
her stockings hanging down and two of her waist buttons opened. She complained
of pains in one of her legs, and exposed her leg unrequested. Her chief
complaint, however, was in her own words as follows: She had a feeling in her
body as if something was stuck into it which moved to and fro and made her
tremble through and through. This sometimes made her whole body stiff. On
hearing this, my colleague in consultation looked at me; the complaint was quite
plain to him. To both of us it seemed peculiar that the patient's mother thought
nothing of the matter; of course she herself must have been repeatedly in the
situation described by her child. As for the girl, she had no idea of the import
of her words or she would never have allowed them to pass her lips. Here the
censor had been deceived so successfully that under the mask of an innocent
complaint a phantasy was admitted to consciousness which otherwise would have
remained in the foreconscious.
Another example: I began the psychoanalytic treatment of a boy of fourteen
years who was suffering from tic convulsif, hysterical vomiting,
headache, &c., by assuring him that, after closing his eyes, he would see
pictures or have ideas, which I requested him to communicate to me. He answered
by describing pictures. The last impression he had received
before coming to me was visually revived in his memory. He had played a game of
checkers with his uncle, and now saw the checkerboard before him. He commented
on various positions that were favorable or unfavorable, on moves that were not
safe to make. He then saw a dagger lying on the checker-board, an object
belonging to his father, but transferred to the checker-board by his phantasy.
Then a sickle was lying on the board; next a scythe was added; and, finally, he
beheld the likeness of an old peasant mowing the grass in front of the boy's
distant parental home. A few days later I discovered the meaning of this series
of pictures. Disagreeable family relations had made the boy nervous. It was the
case of a strict and crabbed father who lived unhappily with his mother, and
whose educational methods consisted in threats; of the separation of his father
from his tender and delicate mother, and the remarrying of his father, who one
day brought home a young woman as his new mamma. The illness of the
fourteen-year-old boy broke out a few days later. It was the suppressed anger
against his father that had composed these pictures into intelligible allusions.
The material was furnished by a reminiscence from mythology, The sickle was the
one with which Zeus castrated his father; the scythe and
the likeness of the peasant represented Kronos, the violent old man who eats his
children and upon whom Zeus wreaks vengeance in so unfilial a manner. The
marriage of the father gave the boy an opportunity to return the reproaches and
threats of his father—which had previously been made because the child played
with his genitals (the checkerboard; the prohibitive moves; the dagger with
which a person may be killed). We have here long repressed memories and their
unconscious remnants which, under the guise of senseless pictures have slipped
into consciousness by devious paths left open to them.
I should then expect to find the theoretical value of the study of dreams in
its contribution to psychological knowledge and in its preparation for an
understanding of neuroses. Who can foresee the importance of a thorough
knowledge of the structure and activities of the psychic apparatus when even our
present state of knowledge produces a happy therapeutic influence in the curable
forms of the psychoneuroses? What about the practical value of such study some
one may ask, for psychic knowledge and for the discovering of the secret
peculiarities of individual character? Have not the unconscious feelings
revealed by the dream the value of real forces in the
psychic life? Should we take lightly the ethical significance of the suppressed
wishes which, as they now create dreams, may some day create other things?
I do not feel justified in answering these questions. I have not thought
further upon this side of the dream problem. I believe, however, that at all
events the Roman Emperor was in the wrong who ordered one of his subjects
executed because the latter dreamt that he had killed the Emperor. He should
first have endeavored to discover the significance of the dream; most probably
it was not what it seemed to be. And even if a dream of different content had
the significance of this offense against majesty, it would still have been in
place to remember the words of Plato, that the virtuous man contents himself
with dreaming that which the wicked man does in actual life. I am therefore of
the opinion that it is best to accord freedom to dreams. Whether any reality is
to be attributed to the unconscious wishes, and in what sense, I am not prepared
to say offhand. Reality must naturally be denied to all transition—and
intermediate thoughts. If we had before us the unconscious wishes, brought to
their last and truest expression, we should still do well to remember that more
than one single form of existence must be ascribed to the psychic reality. Action and the conscious expression of thought mostly suffice
for the practical need of judging a man's character. Action, above all, merits
to be placed in the first rank; for many of the impulses penetrating
consciousness are neutralized by real forces of the psychic life before they are
converted into action; indeed, the reason why they frequently do not encounter
any psychic obstacle on their way is because the unconscious is certain of their
meeting with resistances later. In any case it is instructive to become familiar
with the much raked-up soil from which our virtues proudly arise. For the
complication of human character moving dynamically in all directions very rarely
accommodates itself to adjustment through a simple alternative, as our
antiquated moral philosophy would have it.
And how about the value of the dream for a knowledge of the future? That, of
course, we cannot consider. One feels inclined to substitute: "for a knowledge
of the past." For the dream originates from the past in every sense. To be sure
the ancient belief that the dream reveals the future is not entirely devoid of
truth. By representing to us a wish as fulfilled the dream certainly leads us
into the future; but this future, taken by the dreamer as present, has been
formed into the likeness of that past by the indestructible wish.
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